Asset Management Regulatory Roundup - April 2018, Issue 7
April 18, 2018
A compact summary of the most recent regulatory developments relevant to the UK asset management industry. This issue includes details of the FCA’s statement on the implementation period for Brexit; the requirement for firms offering cryptocurrency derivatives to be authorised by the FCA; publication of a cybersecurity penetration testing framework; the FCA’s policy statement and final rules for the asset management market; an ECON draft report on the relationships between the EU and third countries regarding financial services regulation; notice of new MiFID II and MiFIR Q&As; and taxation developments in the implementation of BEPS and separately in the treatment of “loyalty payments”.
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