Corey F. Rose

Corey F. Rose has nearly 20 years of experience advising investment funds (including mutual funds, exchange-traded funds, and closed-end funds) and their independent directors, investment management companies, banks, insurance companies, and other financial institutions on a wide variety of matters including ongoing corporate governance, regulatory compliance, public filings, shareholder meetings, contract negotiations, fund reorganizations, product development, and seeking exemptive, interpretive and no-action relief from the U.S. Securities and Exchange Commission or its staff. He also has significant experience negotiating secured and unsecured credit facilities for private and registered funds.

In addition, as the leader of Dechert’s bank regulatory practice, Mr. Rose counsels clients on the application of laws and regulations administered by the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation (FDIC), the National Credit Union Administration, the U.S. Treasury, the Financial Stability Oversight Counsel, and state regulatory agencies, among others. Mr. Rose advises on issues including organizational structure, ownership and control, affiliated transactions, and non-banking activities. He regularly advises clients regarding the application of the Bank Holding Company Act and the Volcker Rule to US and foreign companies, including investment funds.

Mr. Rose is listed in The Best Lawyers in America for mutual funds law. Prior to joining Dechert, Mr. Rose was a trial attorney in the Enforcement and Compliance Division of the Office of the Comptroller of the Currency (OCC) in Washington, D.C.