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- sonia.gioseffi@dechert.com
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San Francisco Office45 Fremont Street, 26th Floor, San Francisco, CA, United States of America 94105
Sonia Gioseffi specializes in private fund formation. She has significant experience regarding the structuring, formation and operation of private closed-end investment structures, including private credit, private equity, real estate, venture capital and fund-of-funds. Ms. Gioseffi regularly advises emerging managers in the launch and development of new funds and existing managers in the establishment of new structures, including series vehicles and other types of evergreen structures. In addition, she counsels non-profits on creating impact funds as a funding mechanism to support their operations.
She also works with clients on a wide variety of regulatory, transactional and ongoing compliance matters involving state and federal securities laws. She regularly advises on pay-to-play, lobbying registration and other requirements applicable to interfacing with public sector investors.
Prior to joining Dechert, Ms. Gioseffi was a partner at another global law firm.
- Seeking Public Pension Plan Investors: Managing Lobbying, Pay-to-Play and Other Regulatory Hurdles – Dechert LLP, Webinar (February 7, 2024)
- A Deeper Dive: Implementing the New SEC Private Fund Adviser Rules — Dechert LLP, Webinar (January 23, 2024)
- 2022 Regulatory Wrap Up and a Look Ahead to 2023 — BACCO, San Francisco, CA (December 13, 2022)
- Building Your Personal Brand - Reputation, Word of Mouth, & Referral Work - CenterForce Diverse Rainmaker Summit: Excellence in Business Development, Virtual (November 29, 2023)
- Navigating Pay-to-Play Rules and Other Considerations with Public Pension Plan Clients – Investment Adviser Association, Webinar (November 2, 2023)
- New PF Rules: Preferential Treatment Considerations and Implementation Updates – San Francisco Investment Management Symposium, Dechert LLP, San Francisco, CA (October 12, 2023)
- New PF Rules: Preferential Treatment Considerations and Implementation Updates - Los Angeles Investment Management Symposium, Dechert LLP, Los Angeles, CA (October 10, 2023)
- The SEC’s Sweeping New Private Fund Rules - What Do You Need to Know? | Session 1: Considerations for U.S. Closed-End Fund Managers – Dechert LLP, Webinar (September 27, 2023)
- Private Funds Panel — Los Angeles Investment Management Symposium, Dechert LLP, Los Angeles, CA (October 27, 2022)
- Private Funds Panel — San Francisco Investment Management Symposium, Dechert LLP, San Francisco, CA (October 25, 2022)
- ESG update - Practical issues and the SEC ESG proposals — Private Funds Legal Retreat, Dechert LLP, London, UK (September 16, 2022)
- Navigating the Recent SEC Private Fund Rule Proposals | Session One: Considerations for Closed-End Private Fund Managers — Dechert LLP, Webinar Series (June 30, 2022)
- Form ADV Part 2 and 3: Identifying and Disclosing Conflicts – Virtual: NRS West Coast Investment Adviser Core Compliance Program Symposium (October 12, 2021)
- Quarterly Legal Town Hall – Institutional Limited Partners Association (July 2021)
- State Lobbying Regulations: What Adviser Need to Know – Investment Adviser Association (April 26, 2021)
- Pay-to-Play Compliance: The 2020 Election and Beyond – My Compliance Office (October 20, 2020)
- Navigating the Waters of Work Out World: Preparing for Private Investments that Turn Choppy – NCPERS Webinar (July 16, 2020)
- Form ADV Part 2 and 3: Identifying and Disclosing Conflicts – Virtual: NRS West Coast Investment Adviser Core Compliance Program Symposium (June 4, 2020)
- Legal Implications of the COVID-19 Pandemic on Business – Harambe Entrepreneur Alliance (May 13, 2020)
- Introduction to U.S. Securities Laws – Lecturer, Southern African Institute for Public Policy and Research (Zambia, August 2017)
- SEC and FINRA Social Media Compliance Guide: Using Social Media and Regulatory Concerns – Lorman Webinar (May 25, 2016)
- How Fund Advisers Can Limit Election Year Pay-To-Play Risks - Law360 (September 5, 2024)
- SEC Finalizes Changes to Private Fund Rules: A Focus on SEC Registered Advisers - The Investment Lawyer (January 2024)
- Managing Public Pension Plans During An Election Cycle - Law360 (June 23, 2023)
- Substantial Changes to the Private Fund Regulatory Regime Proposed - The Investment Lawyer (July 2022)
- Breaking Up is Hard to Do, so Let’s Stay Together: An Analysis of Issues in Continuation Funds – The Investment Lawyer (November 2021)
- Compliance and Operational Risks Associated with Public Pension Plan Investors – Investment Adviser Association, Compliance Corner (November 2021)
- ILPA ESG Resources: Assessment Framework Utility Depends on Stage of LPs’ and GPs’ ESG Programs (Part One of Two) – Quoted, Private Equity Law Report (October 12, 2021)
- Regulatory Considerations for Angel Fund Managers – Angel Capital Association’s Angel Insights Blog (October 26, 2021)
- Securities Regulators Warn that Certain “ICOs” May Be Subject to Securities Laws – Business Law Today (November 1, 2017)
- Legal Considerations After SEC's Warning Shot At ICOs – Law360 (August, 21 2017)
- Current Regulatory and Enforcement Trends Impacting Private Equity Fund Managers – LexisNexis (February 1, 2017)
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- University of California, Santa Cruz, B.A., 2000
- Cornell Law School, LL.M., 2004
- Cornell Law School, J.D., 2004, Cornell Journal of Law and Public Policy, Articles Editor
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- California
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- Board Member, International Justice Resources Center
- Board Member, Seattle Alternative Investment Association