Thomas C. Bogle

Tom Bogle has over 20 years of experience in the asset management industry, advising clients on a wide range of corporate, regulatory and enforcement matters. Mr. Bogle has particular experience counseling U.S. registered funds, independent directors and fund sponsors on the full range of issues under the federal securities laws, including the Investment Company Act of 1940 and the Investment Advisers Act of 1940.

Mr. Bogle has been recognized in Chambers USA and Chambers Global as a leading lawyer for both registered funds and investment funds: regulatory & compliance. In a recent edition, clients noted that “Tom is very responsive, knowledgeable and has a deep understanding of the commercial landscape.” “He's a superb lawyer who is knowledgeable on the rules and regulations of the market place.” A previous edition stated that he has “considerable experience of advising hedge and mutual funds, as well as independent trustees, on SEC compliance,” and a client commented that “he is incredibly knowledgeable.” He is also listed in The Legal 500 (U.S.) in the area of mutual/registered funds, which stated that he is “intelligent, astute and very responsive.” Since 2014, he has been listed annually in The Best Lawyers in America for mutual funds law. He has also been named as a “Rising Star” for investment funds by Euromoney/Legal Media Group in its Expert Guides series and as one of Fund Action’s Rising Stars of 2014.

Mr. Bogle serves as a member of the firm’s Washington office pro bono committee and as a leader of its non-profit and small business pro bono practice group. He serves on the board of advisory editors of the Tulane Law Review.

Prior to attending law school, Mr. Bogle worked on Capitol Hill and for federal political campaign committees.